The Series 6 is a securities license entitling the holder to register as a company’s representative and sell mutual funds, variable annuities and insurance. Holders of the Series 6 license are not permitted to sell corporate or municipal securities, direct participation programs and options.Click to see full answer. Subsequently, one may also ask, how do I get a Series 6 license? You can get your Series 6 license by following these steps. Step 1: Take and Pass the SIE Exam. Step 2: Secure a Sponsorship. Step 3: Take and Pass the Series 6 Exam. Step 4: Register Your License. Also Know, how much is a Series 6 license? This exam is administered by the Financial Industry Regulatory Authority (FINRA, previously known as the NASD). In order to take the exam, an individual must be sponsored by a member firm of either FINRA or a self-regulatory organization (SRO). The cost of the exam is $40.00. Also, what is the difference between a Series 6 and a Series 7 license? Series 6 Exam vs. The Series 6 license allows a representative to sell only a limited set of investment products, whereas the Series 7 license allows a registered representative to sell a wider variety of securities.What is a series 6 and 63 license?The Series 6 and Series 63 licenses are documents granting the holder permission to engage in certain securities transactions such as selling shares in mutual funds. The Financial Industry Regulatory Authority – FINRA – is a nongovernment entity charged with regulating the financial industry.
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